Monday, October 04, 2021

Transitioning from PMBOK 5th Edition to PMBOK 6th Edition in 2021 and 2022


The current edition of the PMBOK Guide for the PMP exam is the 6th edition. However, you will many find many providers still have contents and questions with respect to the PMBOK 5th edition. This I came to know recently, as I interact with aspiring and successful PMPs, who have earned their credentials in recent months. It’s a real struggle for PMPs when you refer the old content and give the exam with new content! As providers don’t change the content or change improperly, PMP candidates struggle with wrong or outdated content. 

There have been professionals who have studied and prepared with the PMBOK Guide 5th edition. Due to personal or professional reasons, they could not sit for the exam in the earlier edition, and they may struggle to find the differences with respect to the new edition. 

Also, there are professionals who hold the PMP credential (in earlier editions), but want to know about the new changes that have come in. This article will address exactly that – the differences between the 5th and 6th editions of the PMBOK Guide.

This article addresses the above needs of PMPs – aspiring or certified. The first version of this article was published by MPUG. This is a refined and latest version of the article as of 2021. 

Though the PMBOK Guide 7th edition is currently available, the PMBOK Guide 6th edition will remain enforced in this year for the latest PMP exam and early part of next year.

Now let's go through the changes one by one. 

1. Overall Changes – Process Groups, Knowledge Areas, and Processes

The PMBOK Guide consists primarily of process groups, knowledge areas, and the processes along with the associated inputs, tools, techniques, and outputs (ITTOs). At a high-level, the changes are as follows.

Process Groups

There are no changes to the process groups. There are still five Process Groups.

Knowledge Areas

There are two changes in the naming of knowledge areas.

  • “Project Time Management” has been renamed as “Project Schedule Management.”
  • “Project Human Resource Management” has been renamed as “Project Resource Management.”

In total, there are still 10 knowledge areas, which are shown below. The new ones are in bold.

Process Changes

Three new processes have been added. They are:

  • “Manage Project Knowledge” in Project Integration Management knowledge area and under Executing process group.
  • “Implement Risk Responses” in Project Risk Management knowledge area and
  • under Executing process group.
  • “Control Resources” in Project Resource Management and under Monitoring and Controlling process group.

One process has been removed.

  • The “Close Procurements” process is removed. It was operating under Project Procurement Management knowledge area and the Closing process group.

One process has been moved across knowledge areas.

  • The “Estimate Activity Resources” process operating under Planning process group has been moved from Project Schedule Management knowledge area to Project Resource Management knowledge area.

Nine processes, across knowledge areas and process groups, have been renamed. They are noted in the below table. 


2. Changes – Process Groups

As noted earlier, the process groups are unchanged. You may consider this to be good news. This is important for the exam taker, because your performance evaluation happens with respect to the Process Groups.

The number of project management processes (or simply processes) for the process groups are as noted below.


Now, let’s look at the key changes for the individual process groups.

2.1 Changes – Initiating Process Group

The salient points for changes in the Initiating process group are noted below.

  • Added processes: None
  • Removed processes: None
  • Moved processes: None
  • Renamed processes: None
  • Total number of processes remain as they were earlier (total 2).
  • More elaboration has given with respect to “Business Documents.”
    • Business documents are documents outside the boundaries of the project. Hence the project manager does not create or control them.
    • There are two business documents – Business Case and Benefits Management Plan.
    • The focus on “Business Case” is consistent with the PMI Talent Triangle, and so also the focus on Benefits Measurement/Management in a project.
    • Business documents are significant because they act as inputs to some project management processes, including both the processes of initiating process group.

2.2 Changes – Planning Process Group

The salient points for changes in the Planning process group are noted below.

  • Added processes: None
  • Removed processes: None
  • Moved processes:
    • The “Estimate Activity Resources” process has been moved from Schedule Management knowledge area to Resource Management knowledge area.
  • Renamed processes: 2
    • The process of “Plan Human Resource Management” under Resource Management knowledge area is now “Plan Resource Management,” as both team (human) and physical (non-human) resources are considered.
    • The process of “Plan Stakeholder Management” Stakeholder Management knowledge area is now “Plan Stakeholder Engagement,” as you don’t directly manage the stakeholders, rather manage the engagement with the stakeholders.
  • Total number of processes remain as they were earlier (total 24).
    • In the Resource Management knowledge area, as both team and physical resources can be managed, the process “Estimate Activity Resources” is an apt fit in Resource Management knowledge area in place of Schedule Management knowledge area.

2.3 Changes – Executing Process Group

The salient points for changes in the Executing process group are noted below.

  • Added process: 2
    • The process “Manage Project Knowledge” has been added to Project Integration Management knowledge area.
    • The processes “Implement Risk Responses” has been added to Project Risk Management knowledge area.
  • Removed processes: None
  • Moved processes: None
  • Renamed processes: 4
    • The “Perform Quality Assurance” process has been renamed as “Manage Quality” in Project Quality Management knowledge area.
    • The “Acquire Project Team” process has been renamed as “Acquire Resources” in Project Resource Management knowledge area.
    • The “Manage Project Team” is now just “Manage Team” in Project Resource Management knowledge area. The term ‘project’ is implicit here.
    • The “Develop Project Team” is now just “Develop Team” in Project Resource Management knowledge area. The term ‘project’ is implicit here.
  • Total number of processes has now increased by 2 (total 10).
  • A significant addition to Integration Management knowledge area is the “Manage Project Knowledge” process.
    • A key output here is the “Lessons Learned Register.”
    • This process also emphasizes the importance of managing knowledge throughout the life cycle of the project.
  • The “Implement Risk Responses” process has been added to Risk Management knowledge area because the risk response plan has to be implemented. Earlier it was happening in the “Control Risks” process, which was really a difficult point while trying to understand the content.
  • The naming of Resource Management processes are changed, as both team and physical resources are now considered together. For example, in place of “Acquire Project Team” process, it is now plainly called as “Acquire Resources.”
  • The naming of “Perform Quality Assurance” is changed to “Manage Quality” because project management as a profession is more focused on managing quality through a quality management plan. The “Manage Quality” process is also expanded in scope to include product design aspects, process improvement aspects, and the previous aspect of quality assurance.

2.4 Changes – Monitoring and Controlling Process Group

The salient points for changes in the Monitoring and Controlling process group are noted below:

  • Added processes: 1
    • The process “Control Resources” has been added to Project Resource Management knowledge area.
  • Removed processes: None
  • Moved processes: None
  • Renamed processes: 3
    • The process “Control Communications” has been renamed as “Monitor Communications” in the Project Communications Management knowledge area.
    • The process “Control Risks” has been renamed as “Monitor Risks” in the Project Risk Management knowledge area.
    • The process “Control Stakeholder Engagement” is now “Monitor Stakeholder Engagement” in the Project Stakeholder Management knowledge area.
  • Total number of processes has increased by 1 (total 12).
    • The “Control Resources” process has been added because now physical resources are also considered (in addition to human or team resources).
    • You will be controlling these physical resources.
  • The “Control Communications,” “Control Risks,” and “Control Stakeholder Engagement” processes in the earlier edition are renamed as these are mostly monitored rather than controlled.

2.5 Changes – Closing Process Group

The salient points for changes in the Closing process group are noted below.

  • Added processes: None
  • Removed processes: 1
    • “Close Procurements” has been removed from Procurement Management knowledge area.
  • Moved processes: None
  • Renamed processes: none
  • Total number of processes now has been reduced by 1 (total 1). With just one process, it is still called as a Process Group because organizations may have their own additional processes for closing projects or phases, or for contract closure.
  • Procurement closure happens in “Control Procurements” process of Procurement Management knowledge area, but formal completion of contracts happens in “Close Project or Phase” process of Integration Management knowledge area.
  • Confusion can occur with respect to closing. Hence, few important notes on “Close Procurements” have been removed.
    • It was found that globally PMs typically don’t close, rather someone from the contract/procurement or legal team does it. Hence its removal.
    • The closure of contracts can happen many times in the life cycle of a project or in a project having multiple phases. However, the closure of project or phase happens once at the end.
    • Other than administration, information about communication and records also have moved to the “Close Project or Phase” process!

2.6 Changes Summary – Process Groups

I’ve put the summary of these changes for the processes in the process groups in the below. This will help you quickly get the information in one snapshot.


3. Changes – Knowledge Areas

As noted earlier, two knowledge area are renamed.

  • “Project Time Management” has been renamed as “Project Schedule Management” knowledge area. According to PMI, “Project Time Management” was changed to “Project Schedule Management” to reflect that the project schedule is defined and managed during the project, whereas time is not managed.”
  • “Project Human Resource Management” has been renamed as “Project Resource Management.” According to the PMI, “Both team resources and physical resources are addressed. Hence, Project Human Resource Management was changed to Project Resource Management.”

The most significant changes have happened in the beginning part of each knowledge area. Four new sections have been added to every Knowledge Area. They are:

  • Key Concepts: Many of these concepts were there earlier. However, in 6th edition, they have been consolidated. In many cases, they have enhanced and, in some cases, modified.
  • Trends and Emerging Practices: As the project management profession continues to evolve, so also the associated trends and practices evolve. This section tries to address them.
  • Tailoring Considerations: As every project is unique, the demand or requirements for every project, from project management perspective, is unique. You need not follow all the processes, all the ITTOs, enterprise environmental factors (EEFs), or organizational process assets (OPAs). Rather, you customize what works best for your project. This is tailoring. It has been added for every knowledge area.
  • Consideration for Agile/Adaptive Environments: Agile or Adaptive approaches are now mainstream in many industry verticals. Hence, the PMBOK guide has included what will happen if you working with adaptive approaches.

4. Changes – Tools and Techniques

Most of the tools and techniques are now grouped. There are six possible groups. The grouping is done based on the intent (i.e. what the tool or technique is supposed to accomplish). The tools and techniques that cannot be grouped are mentioned individually in the processes.

The groups tools and techniques are:

  • Data gathering: The intent here is to gather data from a variety of sources. Examples are Brainstorming, Interviews, and Benchmarking, which you would have seen in the PMBOK 5th
  • Data analysis: The intent here is to analyze on the data which you have gathered. Examples are Cost-Benefits analysis, Earned value analysis, and Make-or-buy analysis. Most of them were already there in the PMBOK 5th
  • Data representation: The intent here is to display or present the data in various forms. Examples are Flowchart, Control chart, and PI matrix, which you would have seen in the PMBOK 5th
  • Decision-making: It is used to select a course of action from different alternatives. Examples are Multicriteria Decision analysis and Voting. This also was in the earlier edition.
  • Communication skills: This is used to transfer information between stakeholders. This is somewhat new, but was seen in the PMBOK 5th edition as feedback and/or nonverbal communication.
  • Interpersonal and team skills: This is used to effectively lead and interact with stakeholders and team members. You would have seen most of these in the earlier edition. Examples are Negotiation, Team Building, Active Listening, etc.

In addition, there are many tools and techniques which are ungrouped. Many were included in the earlier edition.

Ungrouped Tools and Techniques:

  • Known examples are prototypes, risk categorization, and rolling wave planning.
  • New are Agile release planning, Iteration Burndown charts, Prompt list, etc.

5. Impact on PMP Exam

The PMI-PMP exam is primarily based on the Exam Content Outline, popularly called ECO in short. The ECO lists the exam topics to be covered, the domains PMP aspirants will be tested upon, and the enablers that aspirants need to know. It also indicates what percentage of questions will come from which domain. 

In the 6th edition, the ECO has changed along with the domains, tasks and enablers. Hence, the percentage of questions coming from the domains have changed. The number of questions from each performance domain shows the proportions. The PMP exam remains pretty close to it, but you can expect a few variations.

6. Agile Practice Guide (APG) *** NEW ***

Many PMP aspirants ask this: what about the Agile Practice Guide? Will it be covered in the new PMP exam based on the 6th edition? Exactly, how many questions will come from it?

First and foremost, Agile Practice Guide is NOT part of the PMBOK guide, 6th edition. Rather, it is an addendum, i.e., an additional material. If you open the PMBOK guide 6th edition, in the very beginning it is noted: 

PMBOK Guide 6th edition + Agile Practice Guide (APG)

So, Agile Practice Guide is a separate guide. However, the exam has changed from January 2, 2021 and APG will be one of the main reference guides, along with the PMBOK Guide.

The reason is simple. The new PMP exam from Jan 2, 2021, will have 50% questions in Agile/Adaptive or Hybrid approaches. While the PMBOK guide contains sections for Adaptive/Agile environments for each knowledge area, APG gives further information from a practitioner perspective. It also contains information on a number of Agile approaches such as Scrum, XP, Kanban. 

Hence, you MUST read this new Agile Practice Guide, which comes together with the PMBOK guide.

Also, do remember this: though PMBOK guide and the APG are the main reference sources, the exam question patterns, i.e., number of questions, types of questions etc. are governed by the Exam Content Outline (ECO). 

Conclusion

If you are preparing for the PMP exam, refer the ECO and simultaneously the PMBOK Guide 6th edition along with the Agile Practice Guide and other reference books/material covering the latest edition of the PMBOK Guide.

If you are a PMP, you will be able to quickly understand the changes as compared to the PMBOK Guide 5th edition by going through this article. More importantly, if you are transitioning from the earlier edition of the PMBOK guide to the new edition, I hope this article will help and guide you in your preparation.

 

References:

[1] Article - Transitioning from PMBOK 5th Edition to PMBOK 6th Edition, published by MPUG on 25th September, 2018

[2] Project Management Body of Knowledge (PMBOK) Guide, 6th Edition, by Project Management Institute (PMI)

[3] I Want To Be A PMP: The Plain and Simple Way To Be A PMP, 2nd Edition, by Satya Narayan Dash

[4] Project Management Body of Knowledge (PMBOK) Guide, 5th Edition, by Project Management Institute (PMI)

[5] I Want To Be A PMP: The Plain and Simple Way To Be A PMP, 1st Edition, by Satya Narayan Dash



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